SFC Licences of TSANG Kwong Wan 曾廣雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Amasse Capital Limited 寶積資本有限公司 | RO | 1 | 03 November 2017 | |
Amasse Capital Limited 寶積資本有限公司 | RO | 6 | 13 July 2012 | |
Redford Corporate Finance Limited 泓福融資有限公司 | RO | 6 | 07 February 2011 | 31 March 2012 |
Redford Securities Limited 泓福證券有限公司 | RE | 1 | 27 May 2010 | 07 February 2011 |
Redford Asset Management Limited 泓福資產管理有限公司 | RE | 4 | 27 May 2010 | 07 February 2011 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 08 October 2009 | 15 May 2010 |
CSC Asia Limited 群益亞洲有限公司 | RE | 6 | 11 September 2009 | 15 May 2010 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 11 September 2009 | 15 May 2010 |
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 6 | 21 August 2007 | 31 March 2009 |
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 4 | 21 August 2007 | 31 March 2009 |
Ever-Long Securities Company Limited 長雄證券有限公司 | RE | 6 | 02 August 2004 | 10 July 2007 |
Ever-Long Securities Company Limited 長雄證券有限公司 | RE | 4 | 02 August 2004 | 10 July 2007 |