SFC Licences of CHIU James Yu-Chun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 27 October 2008 | 18 May 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 October 2008 | 18 May 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 July 2004 | 24 September 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 28 July 2004 | 26 October 2007 |