SFC Licences of WONG Kam Wing 黃錦榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 12 March 2009 | |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 05 December 2008 | |
Nerico Brothers Limited | RE | 1 | 14 May 2008 | 15 October 2008 |
Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 01 September 2006 | 31 March 2007 |
GT Capital Limited 高富金融有限公司 | RE | 1 | 06 March 2006 | 31 August 2006 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 22 November 2004 | 06 February 2006 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 13 September 2004 | 19 October 2004 |