SFC Licences of LEE Chia-ling 李佳伶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 26 November 2007 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 July 2004 | 10 October 2005 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 July 2004 | 10 October 2005 |