SFC Licences of NG Wei 吳煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 01 February 2007 | 02 March 2007 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 26 July 2005 | 12 August 2005 |
CASH Research Limited 時富證券研究有限公司 | RE | 4 | 06 October 2004 | 03 December 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 20 August 2004 | 02 February 2005 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 20 August 2004 | 03 December 2004 |