SFC Licences of CHIU Ka Him 趙嘉謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Spring Securities Limited 泉湧證券有限公司 RO 1 17 August 2018 31 December 2022
Grand Harbour Corporate Finance Limited 泓港企業融資有限公司 RO 6 01 November 2016
Huarong International Securities Limited 華融國際證券有限公司 RO 6 08 September 2010 13 May 2016
Huarong International Securities Limited 華融國際證券有限公司 RO 1 08 September 2010 13 May 2016
Huarong International Securities Limited 華融國際證券有限公司 RE 6 17 February 2010 08 September 2010
Huarong International Securities Limited 華融國際證券有限公司 RE 1 17 February 2010 08 September 2010
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 13 June 2007 29 January 2010
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 13 June 2007 29 January 2010
Celestial Capital Limited 時富融資有限公司 RE 1 02 February 2006 06 June 2007
Celestial Capital Limited 時富融資有限公司 RE 6 20 May 2005 06 June 2007
Celestial Commodities Limited 時富商品有限公司 RE 2 02 August 2004 31 October 2006
Celestial Securities Limited 時富證券有限公司 RE 1 02 August 2004 01 February 2006