SFC Licences of CHENG Man Hong, Anthony Wallace 鄭民康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 10 June 2015 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 12 February 2014 | 31 May 2015 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 16 June 2011 | 30 January 2014 |
RE | 4 | 13 June 2006 | 23 May 2011 | |
RE | 1 | 23 May 2006 | 23 May 2011 | |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 28 July 2004 | 08 May 2006 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 28 July 2004 | 14 February 2005 |