SFC Licences of LUK Yuen San, Karen 陸潤珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 30 September 2014 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 November 2011 | 25 July 2014 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 17 October 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 July 2004 | 17 October 2011 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 09 July 2004 | 01 May 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 09 July 2004 | 06 December 2010 |