SFC Licences of CHEN Chien Chih 陳建智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 9 | 05 January 2017 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 4 | 05 January 2017 | |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RO | 9 | 03 August 2009 | |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 4 | 09 February 2009 | 08 March 2009 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 9 | 17 April 2008 | 01 January 2009 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 4 | 08 October 2007 | 01 January 2009 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 14 September 2007 | 08 October 2007 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 9 | 21 July 2006 | 15 August 2007 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 4 | 21 July 2006 | 15 August 2007 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 9 | 06 July 2004 | 21 July 2006 |