SFC Licences of TWOMEY Harvey Noel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 June 2014 | 01 September 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 06 June 2014 | 03 February 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 03 December 2013 | 06 June 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 03 December 2013 | 06 June 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 23 June 2010 | 03 February 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 02 May 2008 | 03 December 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 May 2008 | 03 December 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 03 March 2005 | 01 February 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 03 March 2005 | 01 February 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 July 2004 | 01 February 2008 |