SFC Licences of LAU Pik Kwan 劉碧君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 24 May 2016 | 10 November 2016 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 April 2015 | 24 March 2016 |
| Japaninvest (Hong Kong) Limited | RE | 4 | 16 December 2013 | 03 November 2015 |