Licences of SFC licenceholder AKX538 GOURMELEN Arnaud

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited
RE 1, 2 25 July 2019
Evo Capital Management Asia Limited
RO 9 21 June 2017 01 July 2019
Evo Capital Management Asia Limited
RE 9 04 January 2013 21 June 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
Citigroup Global Markets Hong Kong Futures and Securities Limited
RE 1 03 November 2011 12 June 2012
Nomura Securities (Hong Kong) Limited
RE 2 02 February 2010 01 September 2010
Nomura Securities (Hong Kong) Limited
RE 1 08 December 2008 01 September 2010
Nomura Futures (Hong Kong) Limited
RE 2 08 December 2008 19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 1, 2, 4 13 October 2008 01 September 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司
RE 1, 2, 4 20 August 2008 29 September 2008
J.P. Morgan Broking (Hong Kong) Limited
RE 1, 2, 4, 5 12 July 2004 21 May 2008