SFC Licences of GOURMELEN Arnaud

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch Far East Limited	RE	2	25 July 2019	05 August 2022
Merrill Lynch Far East Limited	RE	1	25 July 2019	05 August 2022
Evo Capital Management Asia Limited	RO	9	21 June 2017	01 July 2019
Evo Capital Management Asia Limited	RE	9	04 January 2013	21 June 2017
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	03 November 2011	12 June 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	03 November 2011	12 June 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	03 November 2011	12 June 2012
Nomura Securities (Hong Kong) Limited	RE	2	02 February 2010	01 September 2010
Nomura Securities (Hong Kong) Limited	RE	1	08 December 2008	01 September 2010
Nomura Futures (Hong Kong) Limited	RE	2	08 December 2008	19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	13 October 2008	01 September 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	13 October 2008	01 September 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	13 October 2008	01 September 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	4	20 August 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	20 August 2008	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	20 August 2008	29 September 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	5	12 July 2004	21 May 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	4	12 July 2004	21 May 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	2	12 July 2004	21 May 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	1	12 July 2004	21 May 2008