SFC Licences of KOH Alan James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 06 November 2008 | 25 May 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 06 November 2008 | 01 November 2013 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 16 April 2007 | 25 May 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 April 2007 | 25 May 2016 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 16 April 2007 | 24 November 2008 |
| Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 16 April 2007 | 24 November 2008 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 11 August 2004 | 23 March 2007 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 11 August 2004 | 23 March 2007 |