SFC Licences of KITNEY Paul Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 25 October 2017 | 21 March 2020 |
Ballingal Investment Advisors Limited | RE | 9 | 15 August 2016 | 01 October 2017 |
Ballingal Investment Advisors Limited | RE | 4 | 15 August 2016 | 01 October 2017 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 01 February 2016 | 07 April 2016 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 01 February 2016 | 07 April 2016 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 12 July 2004 | 01 February 2006 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 12 July 2004 | 01 February 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 12 July 2004 | 01 February 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 July 2004 | 01 February 2006 |