SFC Licences of LAU Cho Ming, Lawrence 劉祖銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Asset Management Limited 中銀國際資產管理有限公司 | RE | 4 | 15 August 2011 | 30 June 2014 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 15 August 2011 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 15 August 2011 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 15 August 2011 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 April 2010 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 14 April 2005 | 26 March 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 15 July 2004 | 26 March 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 15 July 2004 | 26 March 2007 |