SFC Licences of LAM Chi Wai 林智偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hafoo Futures Limited 哈富期貨有限公司 RO 5 06 March 2024
Hafoo Futures Limited 哈富期貨有限公司 RO 2 06 March 2024
Hafoo Securities Limited 哈富證券有限公司 RO 7 28 December 2023
Hafoo Securities Limited 哈富證券有限公司 RO 4 28 December 2023
Hafoo Securities Limited 哈富證券有限公司 RE 4 30 December 2020 28 December 2023
Hafoo Securities Limited 哈富證券有限公司 RO 1 12 March 2019
Hafoo Futures Limited 哈富期貨有限公司 RE 5 03 January 2018 06 March 2024
Hafoo Futures Limited 哈富期貨有限公司 RE 2 03 January 2018 06 March 2024
Hafoo Securities Limited 哈富證券有限公司 RE 1 13 January 2017 12 March 2019
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 14 August 2013 08 January 2017
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 14 August 2013 08 January 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 14 August 2013 08 January 2017
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 11 June 2012 29 November 2012
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 11 June 2012 29 November 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 11 June 2012 29 November 2012
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 4 01 March 2012 28 May 2012
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 12 January 2012 28 May 2012
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 12 January 2012 28 May 2012
Celestial Securities Limited 時富證券有限公司 RE 3 04 October 2005 01 September 2011
Celestial Securities Limited 時富證券有限公司 RE 1 11 August 2004 01 September 2011
Celestial Commodities Limited 時富商品有限公司 RE 2 11 August 2004 01 September 2011