SFC Licences of MENDES Carlos Juan D'Oliveira
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 22 October 2009 | 23 October 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 21 November 2006 | 14 July 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 16 July 2004 | 17 October 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 July 2004 | 17 October 2006 |