SFC Licences of CHEUNG Philip Yin Loong 張恩龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Nuvama Investment Advisors (Hongkong) Private Limited	RO	5	14 April 2020
Nuvama Investment Advisors (Hongkong) Private Limited	RO	4	14 April 2020
Nuvama Investment Advisors (Hongkong) Private Limited	RO	2	14 April 2020
Nuvama Investment Advisors (Hongkong) Private Limited	RO	1	14 April 2020
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司	RE	2	24 September 2018	21 November 2019
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司	RE	1	24 September 2018	21 November 2019
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RO	1	14 March 2018	27 March 2018
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RE	3	18 August 2016	27 March 2018
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RE	2	18 August 2016	27 March 2018
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RE	1	18 August 2016	14 March 2018
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	7	05 March 2015	19 May 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	2	05 March 2015	19 May 2015
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	10 August 2010	19 May 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	03 November 2005	28 July 2010
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司	RE	1	16 July 2004	06 September 2005
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司	RE	2	16 July 2004	23 November 2004