SFC Licences of CHOW Wai Chiu, William 曹偉超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RO 1 14 February 2023
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RO 9 07 March 2022
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RO 4 07 March 2022
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RE 9 26 January 2022 07 March 2022
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 RE 4 26 January 2022 07 March 2022
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RO 9 19 November 2018 30 December 2021
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RO 4 19 November 2018 30 December 2021
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 9 11 October 2018 19 November 2018
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 4 11 October 2018 19 November 2018
CS Wealth Asset Management Limited 中策富澤資產管理有限公司 RO 9 28 September 2017 31 August 2018
CS Wealth Asset Management Limited 中策富澤資產管理有限公司 RO 4 28 September 2017 31 August 2018
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RO 9 13 October 2011 01 March 2017
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RO 4 13 October 2011 01 March 2017
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RE 9 26 April 2011 13 October 2011
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RE 4 26 April 2011 13 October 2011
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RO 9 27 September 2010 26 April 2011
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RO 4 27 September 2010 26 April 2011
Value Partners Limited 惠理基金管理公司 RO 6 17 September 2010 23 March 2011
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 17 March 2010 01 March 2017
Value Partners Limited 惠理基金管理公司 RE 1 17 March 2010 01 March 2017
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 04 March 2010 01 March 2017
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 04 March 2010 01 March 2017
Value Partners Limited 惠理基金管理公司 RE 9 04 March 2010 01 March 2017
Value Partners Limited 惠理基金管理公司 RE 4 04 March 2010 01 March 2017
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 28 April 2008 12 February 2010
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 28 April 2008 12 February 2010
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 5 09 August 2006 01 April 2008
State Street Global Advisors Singapore Limited RE 9 07 April 2006 01 April 2008
State Street Global Advisors Singapore Limited RE 4 07 April 2006 01 April 2008
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 9 06 September 2004 01 April 2008
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 06 September 2004 01 April 2008