SFC Licences of SCLATER Alastair James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Global Prime Partners (Asia) Limited | RO | 2 | 22 April 2016 | |
| Global Prime Partners (Asia) Limited | RO | 1 | 05 August 2015 | |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 | RE | 1 | 12 September 2013 | 19 March 2014 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 30 June 2011 | 04 April 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 30 June 2011 | 04 April 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 30 June 2011 | 04 April 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 10 February 2011 | 30 March 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 10 February 2011 | 30 March 2011 |
| UBS Securities Asia Limited | RE | 1 | 16 July 2004 | 15 May 2010 |