SFC Licences of BIRD John David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 27 February 2012 | 28 March 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 27 February 2012 | 28 March 2015 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 5 | 07 March 2007 | 28 March 2015 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 2 | 01 February 2005 | 28 March 2015 |
| CLSA Limited 中信里昂證券有限公司 | RO | 4 | 01 February 2005 | 27 February 2012 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 01 February 2005 | 27 February 2012 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 29 December 2004 | 01 February 2005 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 29 December 2004 | 01 February 2005 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 19 July 2004 | 01 February 2005 |