SFC Licences of NG Kwong 伍剛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | RE | 4 | 14 December 2007 | 31 August 2013 |
| Lazard Asia (Hong Kong) Limited | RE | 6 | 14 November 2007 | 31 August 2013 |
| Lazard Asia (Hong Kong) Limited | RE | 1 | 14 November 2007 | 31 August 2013 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 29 June 2006 | 19 October 2007 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 29 June 2006 | 19 October 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 19 July 2004 | 02 June 2006 |