SFC Licences of PANG Oi Wah, Judy 彭愛華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 28 February 2021 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 09 May 2014 | 28 February 2021 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 09 May 2014 | 30 June 2016 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 09 May 2014 | 30 June 2016 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 31 August 2012 | 16 April 2014 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 31 August 2012 | 16 April 2014 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 25 March 2008 | 10 September 2010 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 December 2004 | 10 September 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 November 2004 | 10 September 2010 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 18 August 2004 | 20 September 2004 |