SFC Licences of PANG Oi Wah, Judy 彭愛華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 28 February 2021
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 09 May 2014 28 February 2021
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 09 May 2014 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 09 May 2014 30 June 2016
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 31 August 2012 16 April 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 31 August 2012 16 April 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 25 March 2008 10 September 2010
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 21 December 2004 10 September 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 08 November 2004 10 September 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 18 August 2004 20 September 2004