SFC Licences of HUANG Bo-Kai 黃柏愷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay United Bank Company, Limited 國泰世華商業銀行股份有限公司 | 1 | 04 December 2019 | ||
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 1 | 18 January 2012 | 30 June 2014 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 13 October 2010 | 18 January 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 20 July 2004 | 21 January 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 July 2004 | 21 January 2008 |