SFC Licences of SARMAH Pranab Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fortune Origin Securities Limited 富中證券有限公司 | RE | 4 | 17 February 2014 | 19 June 2015 |
| Fortune Origin Securities Limited 富中證券有限公司 | RE | 1 | 17 February 2014 | 19 June 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 25 September 2013 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 20 August 2004 | 30 January 2012 |