SFC Licences of HO Chun Yu 何震宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 31 August 2011 | 26 January 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 31 August 2011 | 26 January 2012 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 10 January 2005 | 22 June 2006 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 December 2004 | 22 June 2006 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 26 July 2004 | 14 December 2004 |