SFC Licences of YUAN Nelson Chien
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 12 January 2018 | 01 June 2021 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 12 January 2018 | 01 June 2021 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 12 January 2018 | 01 June 2021 |
| CALF Investment Advisors Limited | RE | 9 | 14 May 2008 | 01 December 2008 |
| CALF Investment Advisors Limited | RE | 1 | 14 May 2008 | 01 December 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 August 2004 | 12 September 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 20 August 2004 | 12 September 2007 |