SFC Licences of KAN Lai Ping, Pinky 簡麗萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 20 October 2015 | |
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 10 June 2013 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 11 September 2009 | |
National Asset Management Limited 國民資產管理有限公司 | RE | 9 | 06 September 2007 | 23 January 2008 |
GT Asset Management Limited 國際金融社資產管理有限公司 | RE | 9 | 21 November 2006 | 11 July 2007 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 11 November 2004 | 11 November 2006 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 10 September 2004 | 11 November 2006 |