SFC Licences of KAN Lai Ping, Pinky 簡麗萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 20 October 2015
Guotai Junan FX Limited 國泰君安外匯有限公司 RE 3 10 June 2013
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 11 September 2009
National Asset Management Limited 國民資產管理有限公司 RE 9 06 September 2007 23 January 2008
GT Asset Management Limited 國際金融社資產管理有限公司 RE 9 21 November 2006 11 July 2007
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 11 November 2004 11 November 2006
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 10 September 2004 11 November 2006