SFC Licences of CHEN Zi Mu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 24 January 2018 | 20 June 2020 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 24 January 2018 | 20 June 2020 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 24 January 2018 | 20 June 2020 |
| AP Asset Management (HK) Limited | RE | 9 | 15 October 2007 | 01 November 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 15 March 2006 | 09 November 2006 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 26 July 2004 | 09 November 2006 |