SFC Licences of KOO Kwok Cheung, Kelvin 顧國祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ChinaRock Capital Management Limited 華岩(資本)有限公司 | RO | 9 | 09 March 2010 | 19 January 2021 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 1 | 16 October 2008 | 19 March 2009 |
| UBS Securities Asia Limited | RE | 1 | 26 July 2004 | 23 July 2008 |