SFC Licences of LIE Na 李娜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Intesa Sanpaolo SPA 意大利聯合聖保羅銀行股份有限公司 4 04 October 2019
Intesa Sanpaolo SPA 意大利聯合聖保羅銀行股份有限公司 1 04 October 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 23 July 2013 02 March 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 23 July 2013 02 March 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 23 July 2013 02 March 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 28 July 2004 28 May 2005