SFC Licences of LIE Na 李娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Intesa Sanpaolo SPA 意大利聯合聖保羅銀行股份有限公司 | 4 | 04 October 2019 | ||
Intesa Sanpaolo SPA 意大利聯合聖保羅銀行股份有限公司 | 1 | 04 October 2019 | ||
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 23 July 2013 | 02 March 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 23 July 2013 | 02 March 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 23 July 2013 | 02 March 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 July 2004 | 28 May 2005 |