SFC Licences of TSAI Chien-kuo 蔡建國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 08 September 2009 | 27 April 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 25 September 2006 | 13 February 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 September 2006 | 13 February 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 30 July 2004 | 25 August 2006 |