SFC Licences of LAU Hiu Wai 劉曉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 24 June 2021 | |
| Argonaut Securities (Asia) Limited | RO | 4 | 31 October 2017 | 26 June 2020 |
| Argonaut Securities (Asia) Limited | RE | 1 | 05 January 2015 | 26 June 2020 |
| Argonaut Securities (Asia) Limited | RE | 4 | 05 January 2015 | 31 October 2017 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2010 | 10 September 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 14 April 2009 | 24 March 2010 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 21 October 2005 | 06 February 2009 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 03 August 2005 | 11 October 2005 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 29 December 2004 | 08 July 2005 |
| CASH Research Limited 時富證券研究有限公司 | RE | 4 | 02 September 2004 | 31 March 2005 |