SFC Licences of LI Ho Kei 李浩基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aspex Management (HK) Limited | RO | 9 | 08 October 2018 | |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RO | 1 | 17 January 2017 | 13 April 2018 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RO | 9 | 18 March 2016 | 13 April 2018 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 1 | 09 November 2015 | 17 January 2017 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 08 March 2011 | 18 March 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 06 November 2008 | 03 February 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 August 2004 | 03 February 2011 |