SFC Licences of EDGE Stephen James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 06 May 2008 | 20 November 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 May 2008 | 20 November 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 May 2008 | 20 November 2008 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 30 April 2007 | 19 June 2007 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 07 November 2006 | 19 June 2007 |
MF Global Securities HK Limited 明富環球證券香港有限公司 | RE | 1 | 07 November 2006 | 30 April 2007 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 03 August 2004 | 03 March 2006 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 03 August 2004 | 03 March 2006 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 03 August 2004 | 03 March 2006 |