SFC Licences of ENG Karen Jane 伍倚華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RO 1 16 October 2020
CLSA Limited 中信里昂證券有限公司 RE 1 03 August 2004 16 October 2020