SFC Licences of ENG Karen Jane 伍倚華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RO | 1 | 16 October 2020 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 August 2004 | 16 October 2020 |