SFC Licences of LEE Chi Ho 李志豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 April 2014 | 25 February 2022 |
Merrill Lynch Far East Limited | RE | 2 | 07 April 2014 | |
Merrill Lynch Far East Limited | RE | 1 | 07 April 2014 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 15 January 2013 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 26 October 2007 | 15 January 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 03 August 2004 | 15 January 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 August 2004 | 15 January 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 03 August 2004 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 August 2004 | 06 December 2010 |