SFC Licences of CLARKE Daniel Patrick

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	05 December 2008	20 October 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	10 September 2007	14 August 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	13 August 2007	14 August 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	13 August 2007	14 August 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	18 August 2005	16 March 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	21 June 2005	16 March 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	14 February 2005	18 May 2005
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	14 February 2005	18 May 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	14 February 2005	18 May 2005
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	02 August 2004	02 September 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	02 August 2004	02 September 2004