SFC Licences of HA Po Kwan 夏寶均
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Primas Asset Management Limited 博領資產管理有限公司 | RE | 9 | 06 March 2019 | 30 June 2021 |
ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 | RO | 9 | 22 February 2018 | 25 February 2019 |
ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 | RO | 4 | 22 February 2018 | 25 February 2019 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 17 August 2006 | 01 August 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 04 August 2004 | 01 August 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 August 2004 | 01 August 2008 |