SFC Licences of FAN Shaoli 范少立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 29 June 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 06 June 2007 | 21 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 June 2007 | 21 November 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 11 March 2005 | 17 April 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 06 August 2004 | 17 April 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 August 2004 | 17 April 2007 |