SFC Licences of LEE Chi Wing 李志榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Sky Securities Limited 中天證券有限公司 | RE | 1 | 07 November 2016 | 11 October 2023 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 | RE | 1 | 10 October 2011 | 09 November 2015 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 03 January 2008 | 08 November 2008 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 07 December 2007 | 08 November 2008 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 20 April 2006 | 27 November 2007 |