SFC Licences of WANG Yun-Ping 王允平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 09 August 2022
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 11 October 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 September 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 27 August 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 16 December 2013 02 October 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 12 April 2011 04 September 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 12 April 2011 04 September 2013
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 02 March 2010 25 March 2011
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 1 03 September 2009 02 March 2010
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 11 July 2008 25 March 2011
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 01 August 2007 25 March 2011
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 01 August 2007 03 September 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RE 6 16 September 2004 01 March 2007
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 16 September 2004 01 March 2007
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 16 September 2004 01 March 2007
KGI Wealth Management Limited 凱基財富管理有限公司 RE 9 16 September 2004 28 December 2004