SFC Licences of LAU Sam Ying, Lilian 劉森熒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 | RE | 1 | 24 October 2018 | 16 January 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 22 October 2010 | 16 March 2012 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 22 October 2010 | 16 March 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 23 August 2010 | 21 October 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 March 2009 | 21 October 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 09 March 2009 | 01 June 2010 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 04 August 2004 | 09 September 2008 |