SFC Licences of WONG Man Tai 黃文泰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Central China International Securities Co., Limited 中州國際證券有限公司 | RO | 4 | 21 February 2018 | 23 December 2019 |
Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 4 | 23 January 2018 | 21 February 2018 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 9 | 12 May 2016 | 10 December 2017 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 4 | 07 January 2016 | 10 December 2017 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 08 January 2010 | 07 January 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 18 March 2009 | 01 January 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 23 January 2009 | 01 January 2010 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 23 January 2009 | 01 January 2010 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 15 March 2006 | 22 May 2008 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 03 October 2005 | 22 May 2008 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 11 August 2004 | 05 October 2004 |