SFC Licences of KWOK Tun Wai 郭敦威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 07 December 2009 07 May 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 28 October 2009 07 May 2010
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 28 October 2009 07 May 2010
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 4 10 August 2004 24 March 2006
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 1 10 August 2004 24 March 2006