SFC Licences of GORDON Andrea Wai Ming 陳慧明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	26 July 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	26 July 2022
Macquarie Asia Securities Limited	RE	1	30 September 2020	25 March 2022
Macquarie Capital Limited 麥格理資本股份有限公司	RE	7	07 July 2017	25 March 2022
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	03 March 2016	25 March 2022
Macquarie Capital Limited 麥格理資本股份有限公司	RE	7	03 March 2016	25 April 2016
Macquarie Capital Limited 麥格理資本股份有限公司	RO	1	27 March 2014	03 March 2016
Macquarie Capital Limited 麥格理資本股份有限公司	RO	7	09 July 2013	03 March 2016
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	30 July 2010	27 March 2014
J.P. Morgan Broking (Hong Kong) Limited	RE	5	25 October 2007	19 April 2010
J.P. Morgan Broking (Hong Kong) Limited	RE	4	25 October 2007	19 April 2010
J.P. Morgan Broking (Hong Kong) Limited	RE	2	05 October 2007	19 April 2010
J.P. Morgan Broking (Hong Kong) Limited	RE	1	05 October 2007	19 April 2010
UBS Securities Hong Kong Limited	RE	1	14 December 2006	14 April 2007
UBS Securities Asia Limited	RE	2	16 August 2006	14 April 2007
UBS Securities Asia Limited	RE	1	16 August 2006	14 April 2007
Merrill Lynch Futures (Hong Kong) Limited	RE	2	18 April 2006	15 July 2006
Merrill Lynch Far East Limited	RE	1	18 April 2006	15 July 2006
Merrill Lynch (Asia Pacific) Limited	RE	1	18 April 2006	15 July 2006
Morgan Stanley Hong Kong Futures Limited	RE	7	06 July 2005	14 March 2006
Morgan Stanley Hong Kong Futures Limited	RE	2	06 July 2005	14 March 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	12 August 2004	14 March 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	12 August 2004	14 March 2006