SFC Licences of YAU Sai Hung 邱世鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 17 January 2005 | 27 April 2006 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 02 November 2004 | 27 April 2006 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 November 2004 | 27 April 2006 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 18 August 2004 | 18 October 2004 |