SFC Licences of LAU Yee Man, Mandy 劉漪汶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 5 | 15 August 2008 | 23 November 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 15 August 2008 | 23 November 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 15 August 2008 | 23 November 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 15 August 2008 | 23 November 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 04 January 2006 | 28 April 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 04 January 2006 | 28 April 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 17 August 2004 | 28 April 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 17 August 2004 | 28 April 2010 |