SFC Licences of POON Yan Loong 潘人龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CC Finance Limited 思齊資本融資有限公司 RE 6 17 June 2006 10 August 2007
CC Finance Limited 思齊資本融資有限公司 RE 4 17 June 2006 10 August 2007
CC Finance Limited 思齊資本融資有限公司 RE 1 17 June 2006 10 August 2007
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 17 August 2004 07 July 2006
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 17 August 2004 07 July 2006