SFC Licences of LO Roxane Ting-kit 羅定潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 | RO | 4 | 06 September 2019 | |
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 | RO | 9 | 19 May 2014 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 August 2004 | 09 July 2011 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 20 August 2004 | 09 July 2011 |